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Checklists for Uniform Standards

Listed below are the Uniform Standards and Operating Procedures adopted by the Commission. Please click the "+" button to the left of each section to expand and view details.

CHECKLISTS FOR UNIFORM STANDARDS
LIFE PRODUCT LINES
LIFE PRODUCT LINES—INDIVIDUAL APPLICATION
Citation Number Name of Standard/Procedure Effective Date
IIPRC-L-I-APP Individual Life Insurance Application Standards Feb. 12, 2009
IIPRC-L-I-APP-1 Individual Life Application Change Form Standards Feb. 12, 2009
INDIVIDUAL TERM LIFE PRODUCT LINE
INDIVIDUAL ENDOWMENT INSURANCE PRODUCT LINE
INDIVIDUAL NON-VARIABLE ADJUSTABLE LIFE INSURANCE PRODUCT LINE
INDIVIDUAL VARIABLE ADJUSTABLE LIFE INSURANCE PRODUCT LINE
Citation Number Name of Standard/Procedure Effective Date
IIPRC-L-06-I-1 Individual Modified Single Premium Variable Life Insurance Policy Standards
IL has a 90-day temporary stay of this Uniform Standard effective May 23, 2011
Dec 14, 2008
IIPRC-L-06-I-3 Individual Modified Single Premium Joint First To Die Variable Life Insurance Policy Standards
IL has a 90-day temporary stay of this Uniform Standard effective May 23, 2011
Dec 14, 2008
IIPRC-L-06-I Individual Flexible Premium Variable Adjustable Life Insurance Policy Standards
IL has a 90-day temporary stay of this Uniform Standard effective May 23, 2011
Dec 14, 2008
IIPRC-L-06-I-2 Individual Joint Last to Die Survivorship Flexible Premium Variable Adjustable Life Insurance Policy Standards
IL has a 90-day temporary stay of this Uniform Standard effective May 23, 2011
Dec 14, 2008
IIPRC-L-06-I-4 Additional Standards for Private Placement Plans for Individual Variable Adjustable Life Insurance Policies Checklist
(For use with Individual Variable Adjustable Life Insurance Policies)
July 3, 2011
STANDARDS FOR INDIVIDUAL LIFE BENEFIT FEATURES
Citation Number Name of Standard/Procedure Effective Date
IIPRC-L-08-LB-I Standards for All Benefit Features by Rider, Endorsement or Amendment to an Individual Life Policy May 31, 2007
IIPRC-L-08-LB-I-AD-1 Standards for Accidental Death Benefits May 31, 2007
IIPRC-L-08-LB-I-AD-2 Standards for Accidental Death and Dismemberment Benefits May 31, 2007
IIPRC-L-08-LB-I-AD-3 Stands for Accelerated Death Benefits May 31, 2007
IIPRC-L-08-LB-I-WPB Standards for Waiver of Premium Benefits Checklist May 31, 2007
IIPRC-L-08-LB-I-WMDB Standards for Waiver of Monthly Deduction Benefits Checklist May 31, 2007
IIPRC-L-08-LB-I-WPBChild Standards for Waiver of Premium Benefits for Child Insurance in the Event of Payor's Total Disability or Death May 31, 2007
IIPRC-L-08-LB-GIB Standards for Additional Life Insurance Benefits Provided on a Guaranteed Insurability Basis Mar 11, 2008
IIPRC-L-04-I-LB-ATL Standards for Additional Term Life Insurance Benefits Mar 11, 2008
IIPRC-L-LB-I-TQ Tax Qualified Plan Provisions Dec 14, 2008
IIPRC-L-08-LB-I-UE-1 Standards for Forms Used to Excluded Policy Coverage Based on the Underwriting Process Checklist Nov 25, 2008
IIPRC-L-08-1-CB Standards for Riders, Endorsements or Amendments Used to Effect Individual Life Insurance Policy Changes Dec 14, 2008
IIPRC-L-08-LB-I-Index Additional Standards for Inde-Linked Crediting Benefit Features for Individual Adjustable Life Policies June 25, 2009
IIPRC-LB-04-I-ROP Additional Standards for Intermediate Period Endowment Benefit Features for Individual Life Insurance Policies (Including Return of Premium)

PLEASE SEE FIN 2009-1 – Return of Premium for Mix and Match in Washington State

Jan 15, 2011
IIPRC-L-08-LB-I-CoI Additional Standards for Change of Insured Benefit
(For use with Individual Adjustable Life and Whole Life Insurance Policies)
July 3, 2011
IIPRC-L-08-LB-I-OLP Additional Standards for Overland Protection Benefit Checklist
(For use with Individual Adjustable Life Insurance Policies)
July 3, 2011
ANNUITY PRODUCT LINES
ANNUITY PRODUCT LINES—INDIVIDUAL APPLICATION
Citation Number Name of Standard/Procedure Effective Date
IIPRC-A-I-APP Individual Annuity Application Standards Jan. 12, 2010
IIPRC-A-I-APP-2 Standards for Individual Annuity Application Change Form Feb. 12, 2009
INDIVIDUAL VARIABLE ANNUITY PRODUCT LINE
Citation Number Name of Standard/Procedure Effective Date
IIPRC-A-03-I Core Standards for Individual Deferred Variable Annuity Contracts June 25, 2009
NO CODE Individual Flexible Premium Deferred Variable Annuity Contract Standards (with Separate and General Accounts) Jan. 3, 2008
NO CODE Individual Fixed Premium Deferred Variable Annuity Contract Standards (with Separate and General Accounts) Jan. 3, 2008
NO CODE Individual Immediate Variable Annuity Contract Standards Sept. 11, 2008
IIPRC-A-03-I-BONUS Additional Standards for Bonus Benefits for Individual Deferred Variable Annuity Contracts June 25, 2009
IIPRC-A-03-I-GLB Additional Standards for Guaranteed Living Benefits for Individual Deferred Variable Annuities June 3, 2010
IIPRC-AB-I-GMDB Additional Standards for Guaranteed Minimum Death Benefits for Individual Deferred Variable Annuities June 3, 2010
IIPRC-AB-03-I-PP Additional Standards for Private Placement Plans for Individual Deferred Variable Annuity Contracts July 3, 2010
INDIVIDUAL NON-VARIABLE ANNUITY PRODUCT LINE
Citation Number Name of Standard/Procedure Effective Date
IIPRC-A-02-I Core Standards for Individual Deferred Non-Variable Annuity Contract Jan. 15, 2011
IIPRC-A-05-I Individual Immediate Non-Variable Annuity Contract Standards Sept. 27, 2009
IIPRC-A-07-I-1 Index-Linked Crediting Feature for Deferred Non-Variable Annuities Sept. 11, 2008
IIPRC-AB-02-I-Index Index-Linked Payment Adjustment Benefit Standards Dec. 14, 2008
IIPRC-AB-02-I-BONUS Additional Standards for Bonus Benefits (for Individual Deferred Non-Variable Annuities) Feb. 12, 2009
IIPRC-AB-02-I-GLB Additional Standards for Guaranteed Living Benefits for Individual Deferred Non-Variable Annuities June. 3, 2010
IIPRC-A02-I-LONG Individual Deferred Paid-Up Non-Variable Annuity Contract Standards (Commonly Marketed as Longevity Standards) Jan. 15, 2011
STANDARDS FOR INDIVIDUAL ANNUITY BENEFIT FEATURES
LONG-TERM CARE PRODUCT LINES
LONG-TERM CARE PRODUCT LINES—INDIVIDUAL APPLICATION
Citation Number Name of Standard/Procedure Effective Date
IIPRC-LTC-I-3-APP Individual Long-Term Care Insurance Application Standards
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
IIPRC-LTC-I-3-APPFORMS Standards for Forms Required to be Used with an Individual Long-Term Care Insurance Application
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
IIPRC-LTC-I-3-APPCH Standards for Individual Long-Term Care Insurance Application Change Form
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
INDIVIDUAL LONG-TERM CARE INSURANCE PRODUCT LINE
Citation Number Name of Standard/Procedure Effective Date
IIPRC-LTC-I-3-CORE Core Standards for Individual Long-Term Care Insurance Policies
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
IIPRC-LTC-I-3-OC Individual Long-Term Care Insurance Standards for the Outline of Coverage
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
IIPRC-LTC-I-3-RATEI Rate Filing Standards for Individual Long- Term Care Insurance—Issue Age Rate Schedules Only
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
IIPRC-LTC-I-3-RATEM Rate Filing Standards for Individual Long-Term Care Insurance—Modified Rate Schedules
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
The following states are not permitting Modified Rate Schedule filings: Colorado, Maryland, Oklahoma and Washington.
Dec. 1, 2010
IIPRC-LTC-I-3-ADV Standards for Individual Long-Term Care Insurance Advertising Material
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
IIPRC-LTC-I-3-BEN Standards for Long-Term Care Insurance Benefit Features
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
IIPRC-LTC-I-3-AMEND Standards for Riders, Endorsements or Amendments Used to Effect Individual Long-Term Care Insurance Policy Changes
Hawaii, Indiana, Nevada and New Jersey have opted out of these Uniform Standards
Dec. 1, 2010
INDIVIDUAL DISABILITY INCOME INSURANCE PRODUCT LINES
DISABILITY INCOME INSURANCE PRODUCT LINE – INDIVIDUAL APPLICATION
Citation Number Name of Standard/Procedure Effective Date
IIPRC-DI-I-H11-APP Individual Disability Income Insurance Application Standards January 11, 2012
IIPRC-DI-I-H11-APPCH Standards for Individual Disability Income Insurance Application Change Form January 11, 2012

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